SmartCheck.Cftc.Gov Logo


Smart Investors Check Enforcement Data

Posted by CFTC Staff /
3.14 billion in civil monetary penalties

            <p>The CFTC Division of Enforcement is hard at work enforcing the laws and regulations contained within the Commodities Exchange Act. Throughout the year, the Division of Enforcement releases <a href="">Enforcement Action Press Releases </a>concerning cases that have reached conclusion. These Enforcement Action Press Releases provide information on who was charged, the resulting penalties levied against the parties to the case, and information on resources to avoid particular types of fraud when appropriate. </p>
<p>Consumers can better understand the occurrences of fraud by reviewing this information, and learn about how Enforcement Actions of the CFTC sometimes reach their conclusion. Take a few minutes to view the <a href="">Enforcement Action Press Releases</a>.</p>

Stay Connected.

Get the latest SmartCheck news sent to your inbox.

Sign Up

Run a Check.
Know Your Pro.

Investing can be risky. Make sure your financial professional is properly registered and check their disciplinary history.


Spot something? Speak up.

Sketchy offer? Shifty sales tactics?

Give a tip to the CFTC.

Submit a Tip